- OBJECTIVE
- To lay down the procedure for training of the personnel through Training Information Management System (TRIMS).
- RESPONSIBILITY
- Department Head: shall be responsible to ensure the training of employees.
- Quality Assurance In-charge: shall be responsible to ensure that training is imparted to all concerned as per this SOP.
- Training Coordinator: shall be responsible for preparation of Induction, Refresher training Schedules and to maintain the training records.
- System Administrator: shall be responsible to allot TRIMS User ID and Password to the new employees.
- Section In charge: shall be responsible for the completion of training activities of the team members in TRIMS.
- PROCEDURE
- Training shall be imparted to all the personnel working in Production, QC, QA, Stores and Engineering department through Training Information Management System [TRIMS].
- Training is imparted based on the following categories;
- cGMP / GLP Training:
- cGMP training usually comprises of topics like cGMP orientation, 21 CFR Part 210 & 211, EU and other Regulatory guidelines etc.
- cGMP / GLP training shall be conducted periodically every year to the employees wherever applicable.
- Training Co-ordinator shall be responsible for organizing and conducting cGMP, GLP awareness Programs.
- Job related training (SOPs):
- Training on Job related SOPs shall be imparted to all concerned as per the Induction and refresher schedule. Whenever a new SOP is made or the existing SOP is revised, training shall be imparted to all concerned through TRIMS.
- Department head/In charges, with appropriate training skills and having adequate knowledge shall be responsible to impart on the job training.
- Safety Training:
- Safety training shall be conducted annually as per the schedule.
- EHS (Environment, Health and Safety,) In-charge/External agency shall be responsible to organize such training to all the employees of the plant.
- Safety Training shall also covers the EMS training to the concerned person.
- Specific Training:
- Specific training in response to Market complaints / Out Of Specifications / Process Non conformances / Material Non Conformances/Audit observations shall be imparted to all the personnel involved in that activity.
Note: Job responsibilities of the person shall be revised if the personnel commit repeated errors for more than 5 times.
- External Training:
- External training shall be coordinated by Head–QA along with Training coordinator. The training details and feed back shall be recorded in TRIMS.
- A copy of the training materials shall be handed over to the Training coordinator for reference.
- Advanced Technical Training:
- Advanced Technical Training topics shall be identified by the respective department head from recent publications, external training attended or pharmacopeial revisions.
- Training coordinator shall coordinate the activity and impart the training in TRIMS through Course sessions by Document Review / Content delivery.
- Training program shall comprise of
- Induction Training Program for new employees.
- Refresher Training Program for all the existing employees.
- Induction Training Program for new recruits.
- Training Coordinator shall enter the details of the new employee in the Employee Master list.
- TRIMS User ID & Password shall be allotted to the Trainee by the System administrator .
- After completion of Induction training, the trainee shall sign on the “ELECTRONIC DOCUMENTS & RECORDS CONFIDENTIALITY DECLARATION”(Annexure-3)
- Initiation of induction Course Session:
- Based on the Job responsibility as per SOP the trainee, the Training Coordinator shall prepare the Training Schedule Cum Card as per Annexure – 4.
- Induction Course for the new employee shall be initiated in TRIMS .
- Response to the Induction Course Invitation:
- Trainees shall operate the Course Manager Module in TRIMS .
- Trainees shall respond to the course invitation for the course initiated by Training coordinator.
- Responding to the Question paper:
- Trainees shall respond to the question paper as per the course invitation.
- Evaluation of Induction training:
- Immediate Evaluation
- Immediate evaluation of the personnel shall be conducted after each training session by questionnaire.
- If the score is less than 70%, re-training shall be imparted.
- The counseling of incorrect answers shall be recorded manually on the evaluation sheet.
- Immediate Evaluation
- Shop Floor Evaluation
- Training coordinator shall initiate Shop Floor Evaluation for the new trainees after the completion of Induction training.
- Shop floor Evaluation shall be carried out by concerned supervisor as per Shop floor Evaluation Template.
- Three types of templates shall be used for the Shop Floor Evaluation.
- Shop Floor Evaluation for Production (Annexure-11)
- Shop Floor Evaluation for Manufacturing Assurance (Annexure-13)
- Shop Floor Evaluation for Engineering (Annexure-12)
- The Evaluation template shall be categorized as Excellent, Good, Average and Poor.
- Refresher Training Program:
- Initiation of Refresher Training Course:
- Training Coordinator shall prepare a General Training Schedule and Department Specific Schedule for the entire year in the month of December (Annexure – 1) for all the existing employees in consultation with the respective department head.
- The schedule shall include the Name of the Topic; Month proposed and the probable groups of the participants.
- General Training Schedule shall be approved by the QA-In charge and authorized by Head QA.
- Department wise yearly schedule shall be approved by the concerned department head and authorized by QA In-charge.
- Training Coordinator shall also prepare the departmental wise monthly training plan as per the yearly schedule and the same shall be approved by QA in charge (Annexure – 2).
- Training coordinator shall register each training program through TRIMS with respect to the scheduled training activities. Training coordinator shall register the documents through document manager.
- Depending upon the Job responsibilities (as per Annexure -5), all the employees shall be arranged into Groups. (Refer to the Annexure 15)
- Refresher Training courses are prepared as per the schedule.
- Group Training Plan shall be proposed by selecting the refresher course and Refresh Trainee subgroup.
- Training coordinator shall plan the Course session as per schedule and initiate start and end date of training.
- The course session shall be sent for approval of the concerned department head.
- On approval of the course Session by the department head, the trainees shall receive the course invitation.
- Response to the Refresher course sessions:
- Each trainee shall log in through his/her ID in TRIMS and shall open the Course Manager Module.
- The trainee shall accept the session & submit the acceptance.
- Formation of a Batch:
- Training coordinator shall form batch for Refresh training programs.
- Preparation of Question Paper
- After the batch formation, Training Coordinator shall prepare the Question paper from the question bank.
- “Topic Based” type of questions shall be entered and the number of questions required also shall be mentioned.
- Qualifying marks shall be entered so as to obtain minimum of 70% and the details are submitted.
- Recording Attendance:
- Training coordinator shall record the attendance of trainees.
- The batch name for recording the attendance shall be selected and planned.
- Responding to the Refresher Course Question Paper:
- Each trainee shall respond to the questions and submit it for evaluation in TRIMS.
- Evaluation of Refresher training program:
- Immediate Evaluation:
- The evaluator shall evaluate the questions and on submission of the evaluated answer paper, the system shall generate a certificate stating the Qualification status of the employee.
- An immediate evaluation format (as per Annexure –9) shall be generated by the system stating the percentage of trainee. If it is above 70% then the trainee shall be qualified.
- Long term Evaluation:
- Long Term Evaluation shall be carried out by concerned supervisor as per Long Term Evaluation Template.(Annexure -10)
- All the existing employees shall be periodically evaluated once in 6 months (in January & July).
- The Evaluation template shall be categorized as Excellent, Good, Average and Poor.
- Training Manual shall be prepared by the Training coordinator, which comprises the following, but not limited to:
- Identification of Trainers
- Training modules
- Training Categories
- of groups for training
- Method of Training and Evaluation
- Method of recording
- Training manual shall be approved by the QA In-charge and authorized by Head QA.
- The mode of training shall be either oral or visual such as videos, Slides, Pictorial diagrams.
Note: Training shall be given orally in Vernacular Language wherever applicable.
- Training Formats:
- Training formats shall be in the form of
- General Training Schedule for the Year.(Annexure – 1)
- Monthly Training Plan cum Report.(Annexure – 2)
- Electronic documents and records confidentiality declaration(Annexure – 3)
- Training Schedule Cum Card.(Annexure – 4)
- Job Responsibilities.(Annexure – 5)
- Training Format (Annexure – 6)
- Question Bank Report.(Annexure – 7)
- Evaluation Sheet (Annexure – 8)
- Immediate Evaluation Sheet.(Annexure – 9)
- Long Term Evaluation Template.(Annexure – 10)
- Shop Floor Evaluation Template ( Production)(Annexure – 11)
- Shop Floor Evaluation Template (Engineering)(Annexure – 12)
- Shop Floor Evaluation Template (Manufacturing Assurance)(Annexure – 13)
- Training Certificate.(Annexure – 14)
- Group Wise User Report (Annexure – 15)
- Training formats shall be in the form of
Note: The trainees who fail to understand the training shall not fill the questionnaire and shall be given re training.
- Records:
- Training records shall be maintained by the Documentation Cell.
- Employee training record shall contain:
- Job responsibilities.
- Induction Training:
- Training schedule cum card
- Electronic documents and records confidentiality declaration
- Training Formats.
- Evaluation Sheet.
- Training certificate.
- Individual Training status report.
Note: Refresher training format and certificates are updated in TRIMS and print out for the same shall be taken out whenever required.
- Training schedule cum cards of the employees who have resigned shall be stored for a period of 5 years from the date of resignation.
- ABBREVIATIONS
- TRIMS – Training Information Management System.
- cGMP – Current Good Manufacturing Practices.
- GTP – Group Training Plan.
- cGLP – Current Good Laboratory Practices.
- SOP – Standard Operating Procedure.
- QC – Quality Control.
- QA – Quality Assurance.
- ID – Identification.
- REFERENCES:
Nil
- ANNEXURES:
- Annexure – 1 General Training Schedule for the Year.
- Annexure – 2 Monthly Training Plan cum Report.
- Annexure – 3 Electronic documents and records confidentiality declaration
- Annexure – 4 Training Schedule Cum Card.
- Annexure – 5 Job Responsibilities.
- Annexure – 6 Training Format
- Annexure – 7 Question Bank Report.
- Annexure – 8 Evaluation Sheet
- Annexure – 9 Immediate Evaluation Sheet.
- Annexure – 10 Long Term Evaluation Template.
- Annexure – 11 Shop Floor Evaluation Template (Production)
- Annexure – 12 Shop Floor Evaluation Template (Engineering)
- Annexure – 13 Shop Floor Evaluation Template (Manufacturing Assurance)
- Annexure – 14 Training Certificate.
- Annexure – 15 Group Wise User Report.
Annexure – 1
GENERAL TRAINING SCHEDULE FOR THE YEAR – _______
S.NO | Topic | Module / SOP NO. | Proposed Month | Participants | Completion Date |
Prepared by Approved by Authorized by
(Sign & Date) (Sign & Date) (Sign & Date)
Training Coordinator Head-QA QA In charge
Annexure – 2
MONTHLY TRAINING PLAN CUM REPORT
Period: ———- to———
S. No. | Training for Dept. | Topic Name | SOP No. | Reason for Training | Date of Course Initiation | Course Invitation Period | Date Of Training | Questionnaire Response Period | Date of Evaluation | Training Completion Status |
Make appropriate changes in case of rescheduling |
Prepared by: Approved By
(Sign & Date) (Sign & Date)
Training Coordinator QA In charge
Annexure-3
ELECTRONIC DOCUMENTS & RECORDS CONFIDENTIALITY DECLARATION
I, Mr. / Ms. _________________________________________ Employee Code ________, am willing to abide by the electronic documents and records policy requirements listed below.
- I will be responsible for maintaining the confidentiality of the User Identification Codes, Passwords and Electronic Signatures of various software that I will be entrusted in my sphere of work.
- I will complete my assignments in the software without delegating to any other person, unless it is required by the procedures or due to my unavailability / absence.
- I will not try to falsify or use any other person’s User Identification Code, Password or Electronic Signatures.
- I will immediately intimate the System Administrator to block my User Account if I lose or forget my password or when my password is compromised.
- I will lock the computer systems with password before leaving my work station.
- I will not make any disclosure or reproduction or sharing of the electronic records to which I have access to.
- I hereby certify that my electronic password and signature is a legally binding equivalent of my handwritten signature.
Signature of the Employee
Date:
Annexure – 4
TRAINING SCHEDULE CUM CARD
NAME : YEAR :
DESIGNATION : QUALIFICATION : DEPARTMENT : EXPERIENCE :
S. No | Topic of Training | Jan. | Feb. | Mar. | April | May | June | July | Aug. | Sep. | Oct. | Nov. | Dec. |
1 | |||||||||||||
2 | |||||||||||||
3 | |||||||||||||
4 | |||||||||||||
Note: | a) Mark the probable month of the course b) After completion of training tick (ü ) and enter the date to indicate that training was conducted, c) Make appropriate changes in case of rescheduling |
Prepared by Approved by Authorized by
Training Coordinator Head of the Department In charge QA
Annexure – 5
Job Responsibility | |||
Employee Name | |||
Employee Code | |||
Designation | |||
Department | |||
Qualification | |||
Previous Experience | |||
Revision no | |||
Job Description | |||
Reporting To | |||
Authorized Deputy | |||
Employee Sign & Date | Reporting To Sign & Date | Approved By Dept. Head Sign & Date | |
Annexure – 6
Training Format |
| ||||
Session | ||||
Date | ||||
Time | ||||
Name Of the Trainer | ||||
S.No | Name of the Participant | Designation | Department | |
Annexure – 7
Question Bank Report
Topic Name | ||||
Subject Name | ||||
Category Name | ||||
List of Questions | ||||
S. No. | Question | Question Type | Marks | |
1 | ||||
Ans | ||||
2 | ||||
Ans | ||||
3 | ||||
Ans | ||||
4 | ||||
Ans | ||||
5 | ||||
Ans |
Annexure – 8
Evaluation Sheet
Trainee Name | |||
Designation | |||
Department | |||
Batch Name | |||
Course Name | |||
Evaluator | |||
Acquired Marks | |||
Acquired Percentage | |||
Maximum Marks | |||
Qualify Marks | |||
Result | |||
Question Paper | |||
S. No | Questions and Answers | Marks | |
1 | |||
Ans | |||
2 | |||
Ans | |||
3 | |||
Ans | |||
4 | |||
Ans | |||
5 | |||
Ans |
Annexure – 9
Immediate Evaluation Sheet
Name of the Trainee | |||
Trainee Code | |||
Designation | |||
Department | |||
Type of Training | |||
Training is given on following topics and he/she secured 100% | |||
List of Topics : | |||
Sr.No. | Topic Name | ||
1 | |||
2 | |||
3 | |||
Annexure – 10
Long Term Evaluation
Trainee Name | |||
Designation | |||
Department | |||
Course Name | |||
Date | |||
S. No | Questions | Response | |
1 | Whether the person is Personally Hygienic | ||
2 | Whether the employee strictly following Entry and Exit Procedures | ||
3 | Whether the employee is following Good Manufacturing Practices | ||
4 | Whether the employee is following Safety Precautions | ||
5 | Whether the employee is following critical SOPS | ||
6 | Whether the employee is performing Jobs as per SOPS | ||
7 | Whether the employee is keeping things neatly | ||
8 | Whether the employee is keeping records for every activity | ||
9 | Whether the employee is updating records timely and accurately | ||
10 | Whether the employee is doing sufficient checks to avoid mix ups and errors |
Annexure – 11
EVALUATION TEMPLATE – PRODUCTION
Shop Floor Evaluation
Trainee Name | |||
Designation | |||
Department | |||
Course Name | |||
Session Duration | |||
Machine | |||
S. No | Questions | Response | |
1 | Whether the person is able to understand all instructions given in BPRR/BPAR & work accordingly | ||
2 | Whether the person is able to operate the machine independently | ||
3 | Whether the person is well conversant with all SOPS related to the operation | ||
4 | Whether the person is following all the safety precautions and security checks of the machine | ||
5 | Whether the person is following proper cleaning procedure |
Annexure – 12
EVALUATION TEMPLATE – ENGINEERING
Shop Floor Evaluation
Trainee Name | |||
Designation | |||
Department | |||
Course Name | |||
Session Duration | |||
Machine | |||
S. No | Questions | Response | |
1 | Whether the person is able to perform break down maintenance as per SOP | ||
2 | Whether the person is performing preventive maintenance as per preventive maintenance schedule. | ||
3 | Whether the person is able to perform preventive maintenance of the machine independently | ||
4 | Whether the person is monitoring environmental conditions as per SOP | ||
5 | Whether the person is following all safety precautions |
Annexure – 13
SHOP FLOOR EVALUATION TEMPLATE – MANUFACTURING ASSURANCE
Shop Floor Evaluation
Trainee Name | |||
Designation | |||
Department | |||
Course Name | |||
Session Duration | |||
Machine | |||
S. No | Questions | Response | |
1 | Whether the person is aware of checks to be carried out during dispensing | ||
2 | Whether the person is following line clearance procedures as per SOP and instructions in BPRR/BPAR | ||
3 | Whether the person is able to handle all inprocess equipments. | ||
4 | Whether the person can carry out all inprocess tests independently at frequency mentioned in BPRR/BPAR and record results correctly in the BPRR/BPAR | ||
5 | Whether the person is executing documentation controls and supervisory controls at all his assigned responsibilities. |
Annexure – 14
Training Certificate
Name of the Trainee | ||
Department | ||
Designation | ||
Name of the Course | ||
Duration of Course | ||
Type Of Training | ||
Training is given on following topics: | ||
S.No. | Topic Name | |
1 | ||
Percentage Secured : % | ||
|
Annexure-15
GroupWise User Report
SUB GROUP WISE USER LIST
Group | ||||
S. No. | Sub Group Name | |||
S. No. | Employee Name | Designation | Department | Immediate Supervisor |
S. No. | Sub Group Name | |||
S. No. | Employee Name | Designation | Department | Immediate Supervisor |